Ohio's wealth management industry caters to individuals and families aiming to grow and safeguard their financial assets. Firms offer personalized services such as investment management, financial planning, estate planning, and tax strategies, each aimed at maximizing clients' financial wellbeing. As financial markets evolve, the push for tailored advisory services is increasing, with many firms adapting by integrating technology into their offerings. This incorporation of tech-driven strategies is shaping the future of the wealth management field, drawing a blend of traditional expertise and modern innovation into play.


This list highlights 22 notable wealth management firms across Ohio, featuring a range of sizes from small boutiques to medium-sized enterprises. Established between 1963 and 2022, these firms operate in cities like Cincinnati, Cleveland, and Columbus, specializing in tailored financial solutions. They serve various client bases, from ultra-high-net-worth individuals to families seeking comprehensive estate planning services, demonstrating their capabilities and adaptability in a competitive market.


Continue reading to explore the top wealth management companies in Ohio.


Top 22 Wealth Management Companies in Ohio


1. MAI Capital Management

  • Website: mai.capital
  • Ownership type: Corporate
  • Headquarters: Cleveland, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: August 2021
  • Founded year: 1973
  • Headcount: 201-500
  • LinkedIn: maicapitalmanagement

MAI Capital Management, based in Cleveland, Ohio, is a wealth management firm that has been serving high net worth individuals and families since its inception in 1973. With a team of approximately 437 employees, MAI offers a wide range of financial services, including personalized investment management, financial planning, and risk management solutions. The firm prides itself on its fiduciary responsibility, ensuring that clients receive objective advice tailored to their unique financial goals. MAI has been recognized in various industry rankings, such as Barron’s Top 100 RIA Firms and Forbes’ Best-in-State Wealth Advisors, highlighting its commitment to excellence and client service. The firm also engages in community initiatives, reflecting its values-driven approach to wealth management. MAI Capital Management continues to adapt to the evolving needs of its clients, providing integrated solutions that simplify, protect, and grow their wealth.


2. Truepoint Wealth Counsel

  • Website: truepointwealth.com
  • Ownership type: Family Owned
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1990
  • Headcount: 51-200
  • LinkedIn: truepointwealth

Truepoint Wealth Counsel is a financial advisory firm located in Cincinnati, Ohio, specializing in wealth management, investment management, tax planning, and estate planning. Established in 1990, the firm operates as a family-owned business with a team of approximately 96 employees. Truepoint is dedicated to providing tailored financial solutions that align with clients' personal values and goals. They serve a range of clients, including business owners, families, corporate executives, and institutional investors. The firm prides itself on being a fee-only fiduciary, ensuring that their advice is unbiased and solely in the best interest of their clients. Truepoint employs an evidence-based investment strategy and integrates tax planning and estate planning into their services, reflecting a comprehensive approach to managing wealth. Their commitment to understanding clients' unique financial situations and crafting personalized strategies has positioned them as a notable player in the wealth management industry.


3. Gries Financial Partners

  • Website: gries.com
  • Ownership type: Private
  • Headquarters: Cleveland, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1978
  • Headcount: 11-50
  • LinkedIn: gries-financial

Gries Financial Partners, based in Cleveland, Ohio, is a financial services firm that has been active since 1978. The company specializes in wealth and investment management, offering tailored financial strategies to high net worth individuals and institutional clients. Their services include comprehensive financial planning, investment management, and wealth management, all designed to address the unique and complex financial needs of their clients. Gries Financial Partners prides itself on a client-centric approach, ensuring that each financial strategy is customized to align with the client's goals and circumstances. The firm also emphasizes collaboration with other advisors, such as attorneys and accountants, to provide a holistic financial service. With a team of 33 employees, they maintain a strong presence in the industry, focusing on optimizing investment portfolios and managing assets effectively. Their commitment to client service and financial education is evident through their various initiatives, including events aimed at empowering clients in their financial journeys.


4. Paragon Advisors, Inc.


Paragon Advisors, Inc., also known as Corient Private Wealth LLC, is a wealth management firm based in Shaker Heights, Ohio. Founded in 1996, the firm specializes in providing a range of financial services designed for high-net-worth individuals, entrepreneurs, and corporate executives. Their offerings include investment management, estate planning, and family office solutions, which are tailored to meet the unique needs of their clients. With a focus on holistic wealth management, Paragon Advisors aims to help clients preserve and grow their wealth while planning for future generations. The firm operates with a fiduciary standard, ensuring that client interests are always prioritized. They have built a reputation for their personalized service and commitment to excellence in financial planning and investment strategies.


5. CM Wealth Advisors

  • Website: cmwealthadvisors.com
  • Ownership type: Private
  • Headquarters: Beachwood, Ohio, United States (USA)
  • Employee distribution: United States (USA) 90%, Malaysia 10%
  • Founded year: 1983
  • Headcount: 11-50
  • LinkedIn: cm-wealth-advisors

CM Wealth Advisors, based in Beachwood, Ohio, is a private wealth management firm that has been serving high-net-worth families since its inception in 1983. The firm specializes in a range of financial services, including investment management, estate planning, and philanthropic strategies, with a focus on helping clients build generational wealth and a lasting legacy. CM Wealth operates as a multi-family office, managing over $1.7 billion in assets. Their approach emphasizes personalized service, ensuring that each family's unique needs and goals are met. The firm prides itself on unifying financial strategies and coordinating with various advisors to provide a comprehensive financial plan. With a team of experienced professionals, CM Wealth Advisors is dedicated to guiding families through the complexities of wealth management, fostering financial education, and promoting philanthropic endeavors.


6. Wealth Dimensions


Wealth Dimensions, based in Cincinnati, Ohio, is a private wealth management firm established in 1986. With a team of 18 professionals, the firm specializes in comprehensive financial planning and investment management services tailored for high-net-worth individuals and families. Wealth Dimensions aims to simplify the complexities of financial management, helping clients navigate their financial lives with clarity and confidence. Their approach combines technical expertise with a deep understanding of clients' emotional relationships with money. The firm has built a reputation for its personalized strategies and ongoing collaboration with clients, ensuring that financial plans evolve alongside their clients' changing needs and goals. Wealth Dimensions has remained independent throughout its history, emphasizing a commitment to acting in the best interest of its clients without external pressures. They also provide resources such as webinars and a client dashboard to enhance client engagement and education.


7. Wellspring Financial Advisors


Wellspring Financial Advisors, LLC, based in Cleveland, Ohio, is a financial advisory firm that focuses on personal wealth management and investment advisory services. Founded in 2007, the firm caters primarily to ultra-high-net-worth individuals and families, offering a comprehensive suite of services that includes investment advisory, income tax planning, estate planning, risk management, and family governance. Wellspring operates as a multi-family office, emphasizing a holistic approach to financial management that addresses both financial and non-financial needs of their clients. The firm is recognized for its commitment to fostering long-term relationships, often spanning multiple generations, and for its proactive communication style. As a registered investment adviser with the SEC, Wellspring adheres to strict regulatory standards, ensuring that their clients receive unbiased and personalized financial advice. Their recent recognition as a recipient of the Engage! Cleveland Generation NEXT Award highlights their dedication to employee development and community engagement, further solidifying their position in the wealth management industry.


8. LiveWell Capital - Northwestern Mutual

  • Website: livewellcapital.com
  • Ownership type: Private
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2020
  • Headcount: 11-50
  • LinkedIn: livewell-capital

LiveWell Capital - Northwestern Mutual, founded in 2020 and based in Cincinnati, Ohio, is a wealth management firm dedicated to providing comprehensive financial services. The firm specializes in retirement planning, investment management, estate planning, and tax strategies, catering primarily to seasoned executives and entrepreneurs. With a commitment to helping clients secure their financial futures, LiveWell Capital emphasizes customized solutions that align with personal goals. The firm operates multiple offices across key locations, including Cincinnati, Detroit, Washington D.C., and San Francisco. Their advisors have garnered recognition from Forbes, showcasing their expertise and commitment to delivering high-quality financial advisory services. LiveWell Capital's affiliation with Northwestern Mutual further enhances its credibility in the financial services industry, as it leverages the resources and reputation of a well-established organization.


9. Oxford Harriman & Company

  • Website: oxfordharriman.com
  • Ownership type: Private
  • Headquarters: Beachwood, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2013
  • Headcount: 11-50
  • LinkedIn: oxford-harriman-company

Oxford Harriman & Company, based in Beachwood, Ohio, is a private wealth management firm founded in 2013. The company specializes in offering a comprehensive suite of financial services, including investment planning, estate planning, retirement strategies, and insurance risk management. With a team of experienced professionals, Oxford Harriman aims to assist individuals and families in navigating their financial goals through tailored advice and strategic planning. The firm operates multiple offices across the United States, enhancing its reach and ability to serve clients in various locations. Their approach is centered on fostering long-term relationships, ensuring that clients receive personalized attention and guidance in managing and growing their wealth effectively. The firm has not reported any funding, indicating a self-sustained operational model focused on client service and satisfaction.


10. Ascend Advisory Group

  • Website: ascendadvisory.com
  • Ownership type: Private
  • Headquarters: Columbus, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2001
  • Headcount: 11-50
  • LinkedIn: ascend-advisory-group

Ascend Advisory Group, based in Dublin, Ohio, is an investment advisory firm that specializes in investment management and retirement planning services. Established in 2001, the firm has grown from managing $27 million in assets to an impressive $2 billion as of March 2024. This growth reflects their ability to effectively serve individuals and business owners in achieving their financial goals through tailored strategies. The firm prides itself on fostering open communication and client engagement, ensuring that clients are actively involved in their financial journeys. Ascend Advisory Group has also been recognized as one of Forbes' Best-in-State Wealth Management Teams in 2023, highlighting its commitment to excellence in service. With a team of dedicated professionals, the firm focuses on providing comprehensive financial solutions that include investment management, retirement planning, estate planning strategies, and tax planning. Their approach emphasizes collaboration and a deep understanding of each client's unique financial situation, making them a notable entity in the wealth management industry.


11. TCP Asset Management

  • Website: tcpasset.com
  • Ownership type: Private
  • Headquarters: Columbus, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2017
  • Headcount: 11-50
  • LinkedIn: tcp-asset-management

TCP Asset Management, based in Columbus, Ohio, is a private wealth management firm founded in 2017. The company specializes in comprehensive financial planning and investment management services tailored to the unique needs of individuals, families, and businesses. With a team of dedicated financial professionals, TCP Asset Management emphasizes a fiduciary commitment, ensuring that all advice and strategies are aligned with the best interests of their clients. They focus on building long-term relationships through open communication and collaboration, helping clients navigate the complexities of their financial lives. The firm operates multiple offices across the United States, including locations in Phoenix, Arizona, and Palm Springs, California, which allows them to serve a broader client base. Their insights and resources, shared through their blog, reflect their active involvement in the financial planning community, addressing various topics from retirement strategies to estate planning.


12. Ancora Holdings Group

  • Website: ancora.net
  • Ownership type: Private
  • Headquarters: Mayfield Heights, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2001
  • Headcount: 51-200
  • LinkedIn: ancora-holdings

Ancora Holdings Group, based in Mayfield Heights, Ohio, is a private financial advisory firm that has been operational since 2001. The company specializes in private wealth management and institutional asset management, offering a wide array of services that include investment management, estate planning, and insurance consulting. Ancora is dedicated to helping clients achieve their financial objectives through customized strategies and thorough financial planning. They cater to a variety of clients, including individuals, families, businesses, and institutions, ensuring that each client receives a tailored approach to their financial needs. Ancora collaborates with established custodians like Fidelity Investments and Charles Schwab to enhance their service offerings, providing clients with secure access to their portfolios and investment updates. With a team of skilled professionals, Ancora emphasizes regular communication and ongoing support to adapt to clients' evolving financial situations.


13. Pinnacle Advisors


Pinnacle Advisors, founded in 1997 by Attorney William D. Heichel and his son Keith Heichel, is a family-owned wealth management firm based in Mansfield, Ohio, with additional operations in Florida. The firm specializes in comprehensive financial planning and investment advisory services, focusing on helping individuals and families achieve their financial goals through tailored strategies. Pinnacle operates under a fiduciary standard, ensuring that they prioritize their clients' best interests. With a client base of over 900 families across 34 states and Puerto Rico, they have established a significant presence in the wealth management sector. Their services include ongoing investment advisory, trust management, and collaboration with other financial professionals. Pinnacle's proprietary tools, such as the Wealth Scorecard and Beneficiary Scorecard, reflect their commitment to providing clients with real-time insights and performance assessments. The firm has received recognition in various rankings, highlighting its growth and effectiveness in the industry.


14. Luma Wealth Advisors


Luma Wealth Advisors, now part of Fairport Wealth, is a financial advisory firm based in Cleveland, Ohio. Established in 2017, the firm specializes in wealth management and investment advisory services, catering primarily to high-net-worth individuals, families, and business owners. Luma Wealth Advisors is dedicated to helping clients navigate complex financial landscapes, ensuring they achieve their financial goals through personalized service. The firm places a strong emphasis on understanding the unique challenges faced by its clients, particularly women, and offers tailored wealth planning solutions. Luma Wealth Advisors is also committed to community service, actively engaging in charitable initiatives and supporting local organizations. Their affiliation with Hightower Advisors provides them with additional resources and support, enhancing their ability to serve clients effectively.


15. Octavia Wealth Advisors

  • Website: octaviawa.com
  • Ownership type: Private
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2020
  • Headcount: 11-50
  • LinkedIn: octavia-wealth-advisors

Octavia Wealth Advisors, based in Cincinnati, Ohio, is a financial advisory firm that specializes in wealth management and financial planning services. Founded in 2020, the firm has quickly established itself by offering a range of services tailored to both individual and business clients. Their offerings include investment management, tax planning, retirement planning, estate planning, and business planning. Octavia aims to simplify the often complex world of finance, helping clients navigate their financial journeys with clarity and confidence. The firm prides itself on its fiduciary responsibility, ensuring that it acts in the best interests of its clients at all times. With a team of dedicated professionals, Octavia Wealth Advisors is committed to building lifelong partnerships and providing ongoing support as clients' financial needs evolve over time.


16. Foster & Motley, Inc.

  • Website: fosterandmotley.com
  • Ownership type: Private
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1996
  • Headcount: 11-50
  • LinkedIn: foster-%26-motley-inc-

Foster & Motley, Inc. is a wealth management firm based in Cincinnati, Ohio, established in 1996. The company specializes in providing tailored financial planning and investment management services to individuals and families. Their approach is centered on understanding clients' unique financial goals and crafting personalized strategies to help them achieve those objectives. Foster & Motley operates on a fee-only basis, which eliminates potential conflicts of interest and ensures that their advice is solely in the best interest of their clients. The firm has received accolades for its performance and service, being ranked among the top firms in various industry publications. They cater to a range of clients, from those with less than $1 million in investable assets to high-net-worth individuals with portfolios exceeding $5 million. Their commitment to a fiduciary standard and comprehensive service offerings positions them as a relevant player in the wealth management industry.


17. Constellation Wealth Advisors

  • Website: constellation-wealth.com
  • Ownership type: Family Owned
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2009
  • Headcount: 11-50
  • LinkedIn: constellation-wealth

Constellation Wealth Advisors is a wealth management firm based in Cincinnati, Ohio, established in 2009. The company specializes in providing customized financial advisory services to affluent families, business owners, and professional athletes. With a dedicated team of advisors, Constellation focuses on investment management, succession planning, and comprehensive financial strategies designed to help clients navigate complex financial situations and preserve their wealth for future generations. The firm manages over $4 billion in assets, reflecting its significant role in the wealth management sector. Constellation's unique approach mimics that of a single-family office, ensuring that each client receives personalized attention and a tailored strategy that considers their entire financial landscape. Their commitment to understanding clients' needs and aspirations sets them apart in a competitive industry, making them a noteworthy player in wealth management.


18. James Investment

  • Website: jamesinvestment.com
  • Ownership type: Private
  • Headquarters: Xenia, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1972
  • Headcount: 11-50
  • LinkedIn: james-investment

James Investment Research Inc., based in Xenia, Ohio, has been a fixture in the financial services industry since its inception in 1972. The firm specializes in wealth management and investment management, providing a range of services tailored to meet the unique needs of both individuals and institutions. Their offerings include comprehensive wealth management, estate planning, financial planning, retirement strategies, and strategic tax planning. With a focus on personalized service, James Investment aims to help clients achieve their financial goals through a holistic approach that considers all aspects of their financial well-being. The firm prides itself on its commitment to transparency, integrity, and open communication, fostering trust and long-term relationships with clients. Over the years, James Investment has also established itself as a research pioneer, conducting its own market research to identify investment opportunities and navigate market dynamics effectively. This dedication to informed decision-making positions them as a reliable partner for clients seeking to manage and grow their wealth.


19. Budros, Ruhlin & Roe


Budros, Ruhlin & Roe, operating under the name Corient Private Wealth LLC, is a wealth management firm based in Columbus, Ohio. Founded in 1979, the firm has built a reputation for providing comprehensive financial planning and investment management services tailored to the needs of high achievers, entrepreneurs, and business owners. Their services include wealth preservation, estate planning, and tax management, all delivered with a fiduciary responsibility that prioritizes client interests. With a focus on establishing lasting financial legacies, the firm manages a substantial amount of client assets, reflecting their capability and trustworthiness in the industry. They also offer family office solutions, which further demonstrates their commitment to addressing the complex financial needs of their clientele. Their extensive experience and specialized services position them as a significant player in the wealth management industry.


20. Johnson Investment Counsel

  • Website: johnsoninv.com
  • Ownership type: Private
  • Headquarters: Cincinnati, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1965
  • Headcount: 51-200
  • LinkedIn: johnson-investment-counsel

Johnson Investment Counsel, founded in 1965 and based in Cincinnati, Ohio, is a private wealth management firm that specializes in providing comprehensive financial services. With a team of around 160 employees, the firm serves individuals, families, and organizations, helping them navigate complex financial landscapes. Their offerings include investment management, estate planning, trust services, and family office services, all tailored to meet the unique needs of their clients. The firm prides itself on a client-centered approach, emphasizing transparency and a fiduciary standard of care. Johnson Investment Counsel has been recognized in various industry rankings, including being named 29th in Barron's "Top 100 RIA Firms" for 2024 and 31st in Financial Advisor Magazine's "2024 RIA Ranking." This recognition highlights their commitment to excellence and their significant presence in the wealth management sector.


21. DayMark Wealth Partners


DayMark Wealth Partners is a wealth management firm based in Cincinnati, Ohio, founded in 2022 by a group of seven seasoned professionals from the financial services industry. The firm specializes in providing comprehensive financial planning and investment management services tailored to the unique needs of individuals, families, and business owners. With a strong emphasis on personalized strategies, DayMark aims to help clients achieve their financial goals and build sustainable wealth across generations. The firm operates as an independent registered investment advisor, which allows them to offer unbiased advice free from corporate constraints. Their approach includes a disciplined planning process that integrates advanced technology and a wide range of financial products. DayMark has gained recognition in the industry for its rapid growth, including recent acquisitions that have expanded its client base and service offerings. The firm is committed to maintaining high standards of service and integrity, ensuring that client interests are always prioritized.


22. Valmark Financial Group

  • Website: valmarkfg.com
  • Ownership type: Family Owned
  • Headquarters: Akron, Ohio, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1963
  • Headcount: 51-200
  • LinkedIn: valmark-financial-group

Valmark Financial Group, based in Akron, Ohio, has been a player in the financial services industry since its founding in 1963. The firm focuses on delivering comprehensive financial planning and investment management services. It serves a wide array of clients, including individuals seeking to manage their personal wealth and businesses looking for strategic financial guidance. Valmark emphasizes personalized service, tailoring its solutions to meet the unique needs of each client. The firm has built a reputation for its expertise in navigating complex financial landscapes, helping clients achieve their financial goals through informed decision-making and strategic planning. With a dedicated team of professionals, Valmark continues to adapt to the evolving financial environment, ensuring its relevance in the wealth management sector.



Wealth Management Insights: Key Companies in Ohio


CompanyHeadquarterSizeFoundedOwnership
MAI Capital ManagementCleveland, Ohio, United States (USA)201-5001973Corporate
Truepoint Wealth CounselCincinnati, Ohio, United States (USA)51-2001990Family Owned
Gries Financial PartnersCleveland, Ohio, United States (USA)11-501978Private
Paragon Advisors, Inc.Shaker Heights, Ohio, United States (USA)11-501996Private
CM Wealth AdvisorsBeachwood, Ohio, United States (USA)11-501983Private
Wealth DimensionsCincinnati, Ohio, United States (USA)11-501986Private
Wellspring Financial AdvisorsCleveland, Ohio, United States (USA)11-502007Private
LiveWell Capital - Northwestern MutualCincinnati, Ohio, United States (USA)11-502020Private
Oxford Harriman & CompanyBeachwood, Ohio, United States (USA)11-502013Private
Ascend Advisory GroupColumbus, Ohio, United States (USA)11-502001Private
TCP Asset ManagementColumbus, Ohio, United States (USA)11-502017Private
Ancora Holdings GroupMayfield Heights, Ohio, United States (USA)51-2002001Private
Pinnacle AdvisorsMansfield, Ohio, United States (USA)11-501997Family Owned
Luma Wealth AdvisorsCleveland, Ohio, United States (USA)11-502017Private
Octavia Wealth AdvisorsCincinnati, Ohio, United States (USA)11-502020Private
Foster & Motley, Inc.Cincinnati, Ohio, United States (USA)11-501996Private
Constellation Wealth AdvisorsCincinnati, Ohio, United States (USA)11-502009Family Owned
James InvestmentXenia, Ohio, United States (USA)11-501972Private
Budros, Ruhlin & RoeColumbus, Ohio, United States (USA)51-2001979Private
Johnson Investment CounselCincinnati, Ohio, United States (USA)51-2001965Private
DayMark Wealth PartnersCincinnati, Ohio, United States (USA)11-502022Private
Valmark Financial GroupAkron, Ohio, United States (USA)51-2001963Family Owned


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