Top 20 Wealth Management Companies in Connecticut

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Top 20 Wealth Management Companies in Connecticut Main

Top 20 Wealth Management Companies in Connecticut

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Top 20 Wealth Management Companies in Connecticut Main
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Wealth management companies in Connecticut provide critical financial services tailored to individuals and organizations. These firms deliver investment management, financial planning, tax strategy, and estate planning, helping clients navigate the complexities of wealth. With an ever-evolving financial landscape and increasing market volatility, these firms are leveraging technology to enhance service delivery. Data analytics and digital platforms are becoming integral, transforming how wealth is managed. A trend towards more client education and engagement is also emerging as firms strive to build trust and transparency. The focus on holistic financial wellness is increasingly vital in the pursuit of long-term success.


The wealth management companies featured in this list vary significantly in size, with many employing between 11 to 50 personnel, while some reach up to 1000. Founded from 1934 to 2020, these firms are headquartered across various Connecticut locations. Their specializations range from financial planning and investment management to retirement and estate considerations. The firms cater primarily to high-net-worth individuals, families, and businesses, showcasing a commitment to holistic and personalized financial solutions.


Continue reading to discover the top wealth management companies in Connecticut.


Top 20 Wealth Management Companies in Connecticut


1. Principle Wealth

  • Website: principlewealthpartners.com
  • Ownership type: Private Equity
  • Headquarters: Madison, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: February 2025
  • Founded year: 2017
  • Headcount: 11-50
  • LinkedIn: principle-wealth-partners

Principle Wealth Partners is a wealth management firm based in Madison, Connecticut, founded in 2017. The company specializes in financial planning, asset management, and multi-generational wealth strategies, primarily serving high-net-worth individuals, families, and institutions. With a team of experienced professionals, Principle Wealth focuses on delivering personalized investment advice and management services tailored to the unique financial goals of their clients. The firm has garnered recognition in the industry, being named in various prestigious lists such as Forbes' Best-In-State Wealth Advisors and Barron's Top 1,200 Advisors. Their approach emphasizes building strong relationships with clients, ensuring that their financial strategies align with their long-term objectives. As of now, there is no reported funding, indicating that the firm operates independently without external financial backing.


2. HJ Sims

  • Website: hjsims.com
  • Ownership type: Private
  • Headquarters: Fairfield, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 91%, India 4%, Taiwan 2%, Other 2%
  • Latest funding: $5.4M, April 2014
  • Founded year: 1935
  • Headcount: 51-200
  • LinkedIn: herbert-j.-sims-%26-co.

HJ Sims is a financial services firm based in Fairfield, Connecticut, established in 1935. The company specializes in investment banking, wealth management, and institutional sales, providing customized investment solutions for high-net-worth individuals and organizations. HJ Sims focuses on helping clients manage and grow their wealth through expert financial advice and innovative financing solutions. With a workforce of approximately 1539 employees, the firm operates primarily in the United States, with a small presence in India, Taiwan, and the United Kingdom. HJ Sims has a history of engineering capital market solutions, particularly in areas like senior living and municipal bond issues, showcasing their expertise in navigating complex financial landscapes. Their commitment to client service and community improvement is evident in their corporate social responsibility initiatives, further solidifying their role in the wealth management industry.


3. Bradley, Foster & Sargent, Inc.

  • Website: bfsinvest.com
  • Ownership type: Private
  • Headquarters: Hartford, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1994
  • Headcount: 11-50
  • LinkedIn: bradley-foster-%26-sargent-inc.

Bradley, Foster & Sargent, Inc. is an investment management and financial advisory firm based in Hartford, Connecticut, with additional offices in Massachusetts and Florida. Established in 1994, the firm specializes in providing tailored wealth management, institutional investment management, and trust services. They cater to a wide range of clients, including individuals, families, entrepreneurs, and non-profit organizations, helping them achieve their financial goals through personalized strategies and ongoing support. With a strong emphasis on research-driven investment decisions, the firm manages $7.74 billion in assets, reflecting their substantial role in the financial advisory sector. Their approach prioritizes client relationships, ensuring that clients have direct access to portfolio managers for informed decision-making. This client-centric philosophy, combined with their extensive industry experience, positions Bradley, Foster & Sargent as a significant player in the wealth management field.


4. Gottfried & Somberg Wealth Management


Gottfried & Somberg Wealth Management, LLC is a wealth management firm based in Glastonbury, Connecticut, established in 1999. The firm specializes in investment management and financial advisory services, primarily serving high net worth individuals, families, and business owners. With a team of experienced professionals, Gottfried & Somberg focuses on personalized financial planning, helping clients navigate the complexities of wealth management. Their approach emphasizes collaboration, ensuring that clients benefit from a collective pool of expertise rather than relying on a single advisor. The firm has received accolades for its service, with co-founders Matthew Somberg and Joshua Gottfried being recognized in Barron's and Forbes lists of top financial advisors. This recognition underscores their commitment to excellence and their active involvement in the wealth management industry. The firm operates with a strong emphasis on client education and transparency, aiming to build long-term relationships based on trust and understanding.


5. Procyon Partners

  • Website: procyonpartners.net
  • Ownership type: Private
  • Headquarters: Shelton, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: April 2025
  • Founded year: 2017
  • Headcount: 11-50
  • LinkedIn: procyonpartners

Procyon Partners is a financial advisory firm based in Shelton, Connecticut, founded in 2017. The firm specializes in wealth management, investment advisory, and employee benefits consulting, serving individual investors, institutional clients, and businesses. Procyon Partners is dedicated to providing tailored financial solutions that help clients navigate complex financial landscapes. They operate under strict fiduciary standards, ensuring that their advice is always in the best interest of their clients. With a strong emphasis on open communication and accountability, Procyon has built a reputation for exceptional client service. The firm has grown rapidly, reaching over $6.3 billion in assets under advisement and expanding its services to include tax and accounting, risk management, and insurance. Procyon is also committed to community engagement, supporting various charitable initiatives through the Procyon Strong Foundation, which reflects their values of gratitude and responsibility.


6. Clear Harbor Asset Management


Clear Harbor Asset Management is a private wealth management firm based in Stamford, Connecticut, founded in 2009. The company specializes in providing comprehensive financial advice and investment management services to individuals, families, foundations, and corporations. With a team of experienced financial professionals, Clear Harbor focuses on creating personalized wealth strategies that align with clients' unique financial goals and emotional tolerances. Their services include wealth management, investment management, and values-based portfolio construction. The firm prides itself on its client-centric approach, emphasizing the importance of understanding each client's story and aspirations. Clear Harbor also collaborates with external financial professionals to ensure a holistic view of wealth management, addressing both planned and unexpected life events. Their commitment to transparency and prudent advice is evident in their operational philosophy, which prioritizes client interests above all else.


7. GYL Financial Synergies

  • Website: gylfinsyn.com
  • Ownership type: Private
  • Headquarters: West Hartford, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2016
  • Headcount: 51-200
  • LinkedIn: gyl-financial-synergies

GYL Financial Synergies is an independent investment advisory firm based in West Hartford, Connecticut, with additional offices in Westport, Parsippany, New York City, and Wayne, Pennsylvania. Established in 2016, the firm specializes in comprehensive wealth management services tailored to the unique needs of individuals, families, and institutions. GYL operates under a fiduciary standard, ensuring that client interests are paramount in all advisory decisions. The firm has a strong emphasis on proactive communication and personalized service, which is reflected in their commitment to understanding the specific financial goals of their clients. GYL has grown through strategic partnerships, including collaborations with Focus Financial Partners and other independent advisory firms, which have expanded their expertise and resources. Their community engagement and ethical approach to financial advising further enhance their reputation in the industry.


8. Merritt Point Wealth Advisors


Merritt Point Wealth Advisors, based in Greenwich, Connecticut, is a wealth management firm that specializes in providing tailored financial advisory services. Founded in 2019, the firm has quickly positioned itself to serve a clientele that includes business owners, non-profits, and ultra-high net-worth individuals. Their offerings include investment advice, tax-efficient investing, hedging strategies, and alternative investments. The firm prides itself on its modern approach to wealth management, leveraging advanced technology to enhance client service and advisor capabilities. Merritt Point has also been recognized in various industry rankings, such as the 2024 Forbes Best-in-State Wealth Management Teams, showcasing its commitment to excellence and innovation in financial advisory services. With a team of dedicated professionals, the firm aims to help clients achieve their financial objectives through personalized strategies and robust support.


9. Lindberg & Ripple

  • Website: linrip.com
  • Ownership type: Private
  • Headquarters: West Hartford, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1982
  • Headcount: 11-50
  • LinkedIn: lindberg-%26-ripple

Lindberg & Ripple is a private financial advisory firm based in West Hartford, Connecticut, with a history dating back to 1982. The firm specializes in wealth management, investment consulting, and insurance solutions, catering primarily to affluent individuals, families, and businesses. With a team of around 41 employees, Lindberg & Ripple prides itself on its independent status, ensuring that the advice provided is free from conflicts of interest. Their services are designed to help clients achieve their financial goals while minimizing expenses and taxes. The firm has built a reputation for its commitment to client-centered service, focusing on long-term relationships and customized strategies. Over the years, Lindberg & Ripple has maintained a strong presence in the financial advisory industry, adapting to changes and continuously enhancing their offerings to meet the evolving needs of their clients.


10. Coburn & Meredith, Inc.


Coburn & Meredith, Inc., operating under the name Coburn Financial, is a financial advisory firm based in Simsbury, Connecticut. Founded in 1934, the company has built a reputation for providing wealth management and financial planning services. Their offerings include retirement planning, estate planning, insurance and annuities, and portfolio management. Coburn Financial serves a varied clientele, including individuals, families, small businesses, and non-profit organizations, all seeking expert guidance in navigating their financial journeys. The firm prides itself on its commitment to independence and prioritizing client interests. With over 2,000 client relationships, Coburn Financial emphasizes building long-term personal relationships and delivering tailored financial solutions. They have established strategic partnerships with Integrated Partners, LPL Financial, and Fidelity Investments, which bolster their operational support and enhance their service delivery. This collaborative approach allows them to stay relevant and responsive to the evolving needs of their clients.


11. Eagle Ridge Investment Management, LLC


Eagle Ridge Investment Management, LLC is an investment advisory firm based in Stamford, Connecticut, established in 2008. The firm specializes in investment management and financial planning services, catering to individuals, families, and institutions. With a small team of dedicated professionals, Eagle Ridge emphasizes a client-focused and process-driven approach. They pride themselves on their ability to build and preserve wealth through tailored strategies that reflect each client's unique financial situation. The firm operates under a fiduciary standard, ensuring that their clients' best interests are always prioritized. Their investment philosophy is rooted in fundamental research and a commitment to long-term growth, avoiding speculative trading. Eagle Ridge has not reported any funding, indicating that it operates independently without external financial backing. This independence allows them to maintain a strong focus on their clients' needs without the influence of outside investors.


12. William Joseph Capital Management, Inc.


William Joseph Capital Management, Inc. is a private financial advisory firm based in Bristol, Connecticut, founded in 2015. The firm specializes in investment management, retirement planning, and wealth management, catering primarily to high net worth individuals, retirees, and small business owners. With a team of experienced professionals, including CPAs and CFPs, they offer a range of services designed to help clients navigate complex financial landscapes. Their approach emphasizes personalized strategies, risk management, and education, ensuring clients are well-informed about their financial decisions. The firm operates independently, which allows them to provide a full spectrum of financial products and services without bias. Their focus on building long-term relationships with clients and understanding their unique financial goals underscores their commitment to effective wealth management.


13. Barnum Financial Group


Barnum Financial Group, based in Shelton, Connecticut, is a financial services firm that specializes in personalized financial planning, investment management, and insurance solutions. Established in 1950, the company has built a reputation for helping a wide array of clients, including individuals, families, small businesses, and non-profit organizations, navigate their financial challenges and achieve their goals. With a workforce of approximately 705 employees, Barnum operates across all 50 states, emphasizing a collaborative approach to financial management. Their services cover essential areas such as retirement planning, tax minimization, legacy planning, and special needs and elder care planning. Barnum is also committed to community involvement and fostering a culture of diversity, equity, and inclusion within its workforce. The firm prides itself on its educational initiatives, offering financial literacy workshops and resources to empower clients in making informed financial decisions.


14. Twenty Four Wealth

  • Website: twentyfourwealth.com
  • Ownership type: Private
  • Headquarters: Darien, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2017
  • Headcount: 11-50
  • LinkedIn: twenty-four-wealth

Twenty Four Wealth is a financial services firm based in Darien, Connecticut, specializing in wealth management, investment management, and risk management. Founded in 2017, the company operates with a focus on providing personalized financial strategies tailored to the unique needs of its clients. With a team of experienced professionals, Twenty Four Wealth aims to serve both individuals and organizations, offering services that include wealth planning, investment management, and risk management. The firm also caters to specific client segments, such as professional athletes and executives, highlighting its commitment to understanding and addressing the distinct financial challenges faced by these groups. Although the company has not reported any funding, its growth since inception suggests a solid foundation and a commitment to client service.


15. NewEdge Wealth

  • Website: newedgewealth.com
  • Ownership type: Private
  • Headquarters: Stamford, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2020
  • Headcount: 51-200
  • LinkedIn: newedgewealth

NewEdge Wealth, based in Stamford, Connecticut, is a private wealth management firm that specializes in providing customized investment strategies and financial advisory services to high-net-worth individuals and families. Founded in 2020, the firm aims to simplify the complexities associated with wealth management. Their offerings include investment management, wealth strategy, and concierge personal service, all designed to help clients achieve their financial goals. NewEdge Wealth positions itself as a boutique firm with institutional caliber capabilities, leveraging advanced technology and a broad investment menu. The firm has gained recognition in the industry, with accolades highlighting its commitment to excellence and innovation in wealth management. NewEdge Wealth operates under the umbrella of NewEdge Capital Group, LLC, ensuring a robust support structure for its clients.


16. Essex Financial

  • Website: essex.financial
  • Ownership type: Corporate
  • Headquarters: Essex, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: $2.5M, November 2017
  • Founded year: 2003
  • Headcount: 11-50
  • LinkedIn: essex-financial-services-inc

Essex Financial, based in Essex, Connecticut, is a financial advisory firm that specializes in investment management and financial planning services. Established in 2003, the company serves individuals, families, and businesses, offering tailored solutions to help clients achieve their financial objectives. With a focus on personalized service and long-term relationships, Essex Financial has built a reputation for understanding the unique needs of its clients. The firm manages over $3.6 billion in assets, reflecting its significant presence in the wealth management sector. As a subsidiary of Essex Savings Bank, Essex Financial benefits from a strong financial backing, which enhances its stability and reliability. The firm prides itself on its independent advisory model, ensuring that client interests are prioritized in all financial decisions. Their team of experienced advisors is dedicated to providing comprehensive financial strategies that evolve with clients' needs, making them a noteworthy player in the wealth management industry.


17. Gleason Group Inc


Gleason Group Inc, based in Norwalk, Connecticut, is a private financial advisory firm founded in 2015. With a small team of around 36 employees, the firm focuses on providing tailored financial planning and wealth management services. They assist clients in organizing their financial lives, managing investments, and achieving their financial goals through expert guidance. The firm operates as an independent registered investment advisor (RIA), allowing them to recommend investment strategies that align with their clients' unique life plans. Their services extend beyond traditional wealth management, offering lifestyle services that enhance clients' personal and family lives. This includes assistance with health and wellness, travel planning, and philanthropic guidance, showcasing their commitment to a comprehensive approach to financial well-being.


18. CIG Private Wealth Management


CIG Private Wealth Management, LLC, based in Glastonbury, Connecticut, is a private wealth management firm that has been operational since 1999. With a team of 22 professionals, the firm specializes in providing comprehensive financial services tailored to the needs of individuals and organizations. Their offerings include investment management, financial planning, retirement planning, and insurance services. CIG Private Wealth Management prides itself on building long-term relationships with clients, emphasizing integrity and independence in their advisory approach. The firm has garnered recognition in the industry, including accolades from Forbes, which underscores their commitment to delivering quality financial guidance and support. Their focus on creating customized financial strategies positions them as a trusted partner for clients seeking to achieve financial confidence and success.


19. WHZ Strategic Wealth Advisors

  • Website: whzwealth.com
  • Ownership type: Private
  • Headquarters: Pomfret, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2006
  • Headcount: 11-50
  • LinkedIn: whzwealth

WHZ Strategic Wealth Advisors, based in Pomfret, Connecticut, is an independent wealth management firm founded in 2006. With a team of 20 professionals, the firm specializes in comprehensive financial planning and investment management services. They cater to a wide array of clients, including individuals, families, business owners, and executives, across 25 states. WHZ emphasizes a personalized approach to wealth management, focusing on understanding each client's unique financial goals. Their strategic process, branded as 'Plan Well. Invest Well. Live Well.™', aims to provide clarity and confidence in financial decision-making. The firm has received accolades such as the 2023 Five Star Wealth Manager Award, which recognizes their commitment to high-quality service. Furthermore, WHZ is actively engaged in community initiatives, demonstrating a commitment to social responsibility alongside their financial services.


20. SKY Investment Group LLC

  • Website: skyig.com
  • Ownership type: Family Owned
  • Headquarters: Hartford, Connecticut, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2005
  • Headcount: 11-50
  • LinkedIn: sky-investments-llc

SKY Investment Group LLC, based in Hartford, Connecticut, is an independent investment advisory firm founded in 2005. With a team of 20 employees, the firm specializes in providing investment management, portfolio risk management, and wealth management services. Their clientele includes private individuals, families, professional advisors, and charitable organizations, all of whom seek customized investment strategies to achieve their financial objectives. SKY emphasizes a client-centric approach, ensuring that each investment plan aligns with the unique goals and risk tolerances of their clients. The firm is committed to transparency and education, offering regular account reviews and educational events to empower clients in their financial decision-making. As an SEC-registered firm, SKY adheres to regulatory standards, enhancing their credibility in the investment advisory space.



Wealth Management Insights: Key Companies in Connecticut


CompanyHeadquarterSizeFoundedOwnership
Principle WealthMadison, Connecticut, United States (USA)11-502017Private Equity
HJ SimsFairfield, Connecticut, United States (USA)51-2001935Private
Bradley, Foster & Sargent, Inc.Hartford, Connecticut, United States (USA)11-501994Private
Gottfried & Somberg Wealth ManagementGlastonbury, Connecticut, United States (USA)11-501999Private
Procyon PartnersShelton, Connecticut, United States (USA)11-502017Private
Clear Harbor Asset ManagementStamford, Connecticut, United States (USA)11-502009Private
GYL Financial SynergiesWest Hartford, Connecticut, United States (USA)51-2002016Private
Merritt Point Wealth AdvisorsGreenwich, Connecticut, United States (USA)11-502019Private
Lindberg & RippleWest Hartford, Connecticut, United States (USA)11-501982Private
Coburn & Meredith, Inc.Simsbury, Connecticut, United States (USA)11-501934Private
Eagle Ridge Investment Management, LLCStamford, Connecticut, United States (USA)1-102008Private
William Joseph Capital Management, Inc.Bristol, Connecticut, United States (USA)11-502015Private
Barnum Financial GroupShelton, Connecticut, United States (USA)501-10001950Private
Twenty Four WealthDarien, Connecticut, United States (USA)11-502017Private
NewEdge WealthStamford, Connecticut, United States (USA)51-2002020Private
Essex FinancialEssex, Connecticut, United States (USA)11-502003Corporate
Gleason Group IncNorwalk, Connecticut, United States (USA)1-102015Private
CIG Private Wealth ManagementGlastonbury, Connecticut, United States (USA)11-501999Private
WHZ Strategic Wealth AdvisorsPomfret, Connecticut, United States (USA)11-502006Private
SKY Investment Group LLCHartford, Connecticut, United States (USA)11-502005Family Owned


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Konsta Saastamoinen
Konsta Saastamoinen specializes in identifying high-fit opportunities across the private markets. At Inven, he focuses on turning scattered data into actionable insights for M&A professionals.
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