California's wealth management sector encompasses firms that guide clients in managing their finances. This industry includes established investment houses, boutique advisory firms, and technologically driven players. Companies often offer a robust suite of services, from portfolio management to estate planning. With rising market complexity and evolving client needs, firms are increasingly focusing on personalized advisory services and technology integration to enhance client engagement. As the landscape shifts, collaboration among firms and clients continues to redefine success metrics in wealth management, fostering transparency and alignment of interests.


The companies listed here demonstrate a healthy variance in size, from boutique firms to large enterprises, all based in California. Many of these firms were founded in the past three decades, indicating a responsive shift toward evolving financial needs. Headquarters span iconic cities like Los Angeles, San Francisco, and Santa Clara, showcasing a concentration of expertise. These firms specialize in areas such as investment management, financial planning, and tax strategy, all while adapting to industry trends and client demands.


Read on to discover the top wealth management companies in California.


Top 22 Wealth Management Companies in California


1. American Funds

  • Website: americanfunds.com
  • Ownership type: Private
  • Headquarters: Los Angeles, California, United States (USA)
  • Founded year: 1931
  • Headcount: 5001-10000
  • LinkedIn: american-funds

American Funds, a part of Capital Group, is an investment management firm based in Los Angeles, California. Founded in 1931, the company has built a strong reputation for providing a wide array of financial services, including investment management, wealth planning, and retirement solutions. American Funds serves individual investors, financial professionals, and institutions, helping them navigate their financial journeys with customized investment strategies. The firm emphasizes a client-centric approach, focusing on understanding the unique needs and goals of each client. With a workforce of over 8,900 employees, American Funds is well-equipped to deliver personalized service and insights. Their commitment to long-term investment success and client satisfaction has made them a trusted partner for many seeking to manage their wealth effectively.


2. Aspiriant

  • Website: aspiriant.com
  • Ownership type: Family Owned
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: $2.8M, September 2018
  • Founded year: 2008
  • Headcount: 201-500
  • LinkedIn: aspiriant

Aspiriant is a wealth management firm based in Los Angeles, California, founded in 2008. The company specializes in providing comprehensive financial services tailored to affluent families and individuals. Their offerings include wealth planning, investment management, risk management strategies, tax planning, estate planning, and philanthropy. Aspiriant operates under a unique 100% employee ownership model, which ensures that the interests of clients and advisors are closely aligned. This structure promotes a culture of dedication and long-term commitment to client success. With approximately 228 employees and managing around $15 billion in assets, Aspiriant serves clients across the United States from ten offices. The firm is recognized for its innovative approach to wealth management, focusing on personalized strategies that help clients achieve their long-term financial goals. Aspiriant's commitment to transparency and fiduciary responsibility further enhances its reputation in the industry.


3. Signature Estate & Investment Advisors, LLC

  • Website: seia.com
  • Ownership type: Private Equity
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: August 2022
  • Founded year: 1997
  • Headcount: 51-200
  • LinkedIn: signature-estate-%26-investment-advisors-llc

Signature Estate & Investment Advisors, LLC (SEIA) is a financial advisory firm based in Los Angeles, California, established in 1997. The firm specializes in investment management and financial planning, catering primarily to individuals and families. SEIA offers a wide range of services, including wealth counseling, tax planning, trust and estate planning, and business advisory services. With a team of approximately 194 employees, the firm operates through a network of advisors across multiple locations in the United States. SEIA has been recognized in various industry rankings, such as Barron’s Top 100 RIA Firms and the Financial Times’ FT 300 Top Registered Investment Advisers, highlighting its commitment to quality and client service. The firm emphasizes a collaborative approach to wealth management, aiming to create tailored financial solutions that help clients achieve their financial goals. SEIA is a registered investment advisory firm, ensuring compliance with industry standards and regulations.


4. Capital Group

  • Website: capitalgroup.com
  • Ownership type: Private
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 83%, United Kingdom (UK) 8%, Singapore 2%, Other 7%
  • Founded year: 1931
  • Headcount: 5001-10000
  • LinkedIn: capital-group

Capital Group, founded in 1931 and headquartered in Los Angeles, California, is an investment management firm that provides a variety of financial services. The firm is known for its expertise in managing assets through mutual funds, private equity, and investment advisory services. Capital Group caters to individual investors, high net worth clients, and institutional organizations, helping them achieve their financial goals with customized investment strategies. With a workforce of over 10,000 employees, the firm has a significant presence in the United States and operates internationally, serving clients across various regions. Their long-standing history and commitment to investment management make them a notable player in the industry.


5. Edelman Financial Engines

  • Website: edelmanfinancialengines.com
  • Ownership type: Private Equity
  • Headquarters: Santa Clara, California, United States (USA)
  • Employee distribution: United States (USA) 95%, India 5%
  • Latest funding: March 2021
  • Founded year: 1987
  • Headcount: 1001-5000
  • LinkedIn: edelman-financial-engines

Edelman Financial Engines, founded in 1987 and based in Santa Clara, California, is a financial advisory firm that specializes in comprehensive financial planning and investment management services. The firm caters to both individual clients and businesses, providing tailored solutions that focus on retirement readiness, tax planning, and overall wealth management. With a workforce of approximately 1,444 employees, Edelman Financial Engines operates 145 offices across the United States. The firm has built a reputation for enhancing financial confidence and well-being among its clients. It serves over 1.3 million clients and has established relationships with 100 Fortune 500 companies, showcasing its significant presence in the industry. The firm has been recognized as the top mega RIA by Barron’s and is noted as the largest managed account provider by Cerulli Associates, reflecting its strong position in the wealth management sector. The company emphasizes a team approach to wealth planning, ensuring that clients receive integrated advice and strategies tailored to their unique financial situations.


6. Wetherby Asset Management

  • Website: wetherby.com
  • Ownership type: Corporate
  • Headquarters: San Francisco, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: January 2022
  • Founded year: 1990
  • Headcount: 51-200
  • LinkedIn: wetherby-asset-management

Wetherby Asset Management, also known as Laird Norton Wetherby, is a wealth management firm based in San Francisco, California. Established in 1990, the company specializes in providing a range of financial services, including wealth planning, investment management, and trust services. They cater primarily to individuals and families, helping clients navigate intricate financial decisions and achieve their financial aspirations through tailored strategies. Wetherby Asset Management prides itself on building close relationships with clients, offering a team of experienced specialists to support their financial journeys. The firm also emphasizes impact investing, showcasing a commitment to aligning clients' financial goals with their values. With a dedicated focus on trust services, Wetherby ensures that clients' legacies are managed with care and expertise. Their approach is characterized by a blend of personal attention and strategic planning, making them a significant player in the wealth management industry.


7. Bordeaux Wealth Advisors


Bordeaux Wealth Advisors is a private wealth management firm based in Menlo Park, California, with additional offices in Seattle. Established in 2017, the firm specializes in comprehensive financial planning and investment advisory services tailored to the unique needs of individuals and families. With a team of experienced professionals, Bordeaux Wealth Advisors focuses on navigating complex financial landscapes, offering services that include tax planning, estate management, philanthropic strategies, and investment advisory. The firm prides itself on delivering highly personalized service, ensuring that clients receive attention and solutions that align with their financial goals. Their approach emphasizes understanding clients' values and objectives, which is crucial in managing wealth effectively. Bordeaux Wealth Advisors serves a clientele that values trust and expertise in managing their financial affairs, making them a relevant player in the wealth management industry.


8. Halbert Hargrove

  • Website: halberthargrove.com
  • Ownership type: Private
  • Headquarters: Long Beach, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1933
  • Headcount: 11-50
  • LinkedIn: halbert-hargrove

Halbert Hargrove is a financial advisory firm based in Long Beach, California, with additional locations across the United States. Founded in 1933, the firm specializes in wealth management and investment services, catering primarily to individuals and families with substantial assets. Their proprietary LifePhase Investing® methodology adapts financial strategies to align with clients' changing life circumstances, ensuring that their financial planning remains relevant and effective. Halbert Hargrove offers a comprehensive suite of services, including investment management, retirement planning, tax planning, estate planning, and charitable gifting. The firm prides itself on its fiduciary responsibility, meaning that every advisor is committed to putting clients' interests first. Over the years, Halbert Hargrove has garnered industry recognition, being ranked among the top financial advisory firms by CNBC from 2019 to 2024, reflecting their ongoing commitment to excellence in wealth management.


9. Cetera Financial Group

  • Website: cetera.com
  • Ownership type: Private Equity
  • Headquarters: San Diego, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: October 2023
  • Founded year: 1981
  • Headcount: 1001-5000
  • LinkedIn: cetera-financial-group

Cetera Financial Group, based in San Diego, California, is a financial services firm that specializes in wealth management and investment advisory solutions. Founded in 1981, Cetera operates through a network of independent firms, providing comprehensive support to financial professionals and institutions. The firm focuses on enhancing client engagement and investment management through innovative tools and resources. With approximately 1,680 employees, Cetera serves a vast network of over 9,000 financial advisors and 475 financial institutions. The company manages $165 billion in assets under management and oversees $423 billion in assets under administration. Cetera is committed to empowering financial advisors, offering them the flexibility and resources needed to grow their businesses and better serve their clients. The firm also emphasizes research and insights, providing valuable market analysis to its partners, which is crucial for informed decision-making in wealth management.


10. Osborne Partners Capital Management, LLC


Osborne Partners Capital Management, LLC is a wealth management firm based in San Francisco, California, with a history dating back to 1937. The firm specializes in investment management and financial planning services, primarily serving ultra-high net worth individuals, high net worth individuals, institutions, and private foundations. With over $2 billion in assets under management, Osborne Partners focuses on providing customized strategies aimed at enhancing and preserving wealth. The firm prides itself on its fiduciary responsibility, ensuring that client interests are prioritized. Their team consists of experienced professionals, averaging 24 years in the industry, many of whom are CFA and CFP certified. This expertise allows them to offer sophisticated investment management across multiple asset classes, along with active financial planning tailored to individual client needs. The firm operates with a commitment to transparency and client service, making it a notable player in the wealth management industry.


11. SigFig

  • Website: sigfig.com
  • Ownership type: Private Equity
  • Headquarters: San Francisco, California, United States (USA)
  • Employee distribution: India 50%, United States (USA) 33%, Canada 11%, Other 6%
  • Latest funding: Series E-K, $50.0M, June 2018
  • Founded year: 2006
  • Headcount: 51-200
  • LinkedIn: sigfig

SigFig, founded in 2006 and based in San Francisco, California, is a financial technology firm that offers innovative digital wealth management solutions. The company provides a range of services including investment management, risk profiling, and client suitability, primarily targeting banks, credit unions, wealth management firms, and individual investors. SigFig's platform is designed to improve client experiences and optimize operational efficiency for financial institutions. With a workforce of approximately 133 employees, the company has a significant presence in multiple countries, including India, Canada, and Singapore. SigFig has successfully raised $50 million in funding, with its last round occurring in June 2018. This financial backing supports its growth and development in the competitive wealth management sector.


12. Abacus Wealth Partners

  • Website: abacuswealth.com
  • Ownership type: Private
  • Headquarters: Santa Monica, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1988
  • Headcount: 51-200
  • LinkedIn: abacus-wealth-partners

Abacus Wealth Partners is a financial advisory firm based in Santa Monica, California, founded in 1988. The firm specializes in comprehensive financial planning and investment management, helping individuals and families align their financial resources with their personal values. Their services include goal planning, tax strategies, estate planning, and investment management. Abacus is particularly noted for its focus on social impact investing, having invested over $30 million in small enterprises that prioritize social and environmental outcomes. The firm is a certified B Corporation, reflecting its commitment to using business as a force for good. With a team of approximately 73 employees, Abacus has grown its assets under management significantly, from $200 million to $3 billion, showcasing its ability to attract and retain clients. The firm also offers specialized services aimed at women and the LGBTQ community, addressing the unique financial needs of these groups. Abacus's innovative financial planning process and evidence-based investment strategies have helped thousands of clients simplify their financial lives and achieve their goals.


13. Fairview Capital Investment Management, LLC


Fairview Capital Investment Management, LLC is a wealth management firm based in Kentfield, California, with additional offices in Pennsylvania. Established in 1995, the firm specializes in personalized financial planning and investment management services tailored to the unique needs of individuals, families, trusts, and institutional investors. As of March 31, 2022, Fairview Capital manages over $1.6 billion in assets. The firm prides itself on fostering deep, trusting relationships with clients, which is reflected in their exceptional client retention rate. Fairview Capital operates as an independent Registered Investment Advisor (RIA), ensuring a fiduciary duty to its clients. This commitment to integrity and transparency is central to their operations. The firm also emphasizes community involvement, supporting local nonprofits and encouraging employee volunteerism. Their approach includes comprehensive wealth management, personalized asset allocation, and a disciplined investment philosophy, all aimed at optimizing client outcomes while considering tax implications.


14. Lido Advisors, LLC

  • Website: lidoadvisors.com
  • Ownership type: Private Equity
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: January 2024
  • Founded year: 1999
  • Headcount: 201-500
  • LinkedIn: lido-advisors

Lido Advisors, LLC is a wealth management firm based in Los Angeles, California, founded in 1999. The company specializes in providing comprehensive financial advisory services, including investment management, tax planning, and estate planning. With a focus on high-net-worth individuals, businesses, and organizations, Lido aims to protect and grow clients' legacies through personalized strategies and access to exclusive investment opportunities. The firm operates across the United States, boasting a team of experienced advisors who work closely with clients to navigate the complexities of wealth management. Lido has successfully managed over $20 billion in regulatory assets, reflecting its significant role in the industry. The firm employs a family office model, which allows it to offer sophisticated investment strategies typically reserved for the wealthiest clients, making their services accessible to a broader audience. Lido's commitment to a holistic approach to wealth management, combined with its extensive network of affiliated professionals, positions it as a noteworthy player in the financial advisory sector.


15. Adero Partners

  • Website: aderopartners.com
  • Ownership type: Private
  • Headquarters: Walnut Creek, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 1999
  • Headcount: 51-200
  • LinkedIn: vista-wealth-management

Adero Partners, founded in 1999 and based in Walnut Creek, California, is a private wealth management firm dedicated to serving high-net-worth individuals and families. The firm specializes in a comprehensive suite of services, including financial planning, investment management, tax planning, and family office services. Adero Partners takes a personalized approach, working closely with clients to develop tailored strategies that align with their unique financial goals. The firm boasts a team of experienced professionals, including CPAs, CFPs, and CFAs, who collaborate to provide integrated solutions. Adero has also been recognized by Forbes as one of America's top RIAs in 2023, highlighting its commitment to excellence in wealth management. With offices in the Bay Area and Portland, Adero Partners continues to enhance the financial lives of its clients through thoughtful partnership and expert guidance.


16. IEQ Capital

  • Website: ieqcapital.com
  • Ownership type: Private Equity
  • Headquarters: San Francisco Bay Area, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: January 2023
  • Founded year: 2019
  • Headcount: 201-500
  • LinkedIn: ieqcapital

IEQ Capital is an investment advisory firm based in the San Francisco Bay Area, specializing in personalized investment management and financial planning services for high-net-worth individuals and families. Founded in 2019, the firm has quickly gained recognition for its commitment to providing customized solutions that leverage both public markets and exclusive private investment opportunities. With a team that boasts over 30 years of combined experience, IEQ Capital focuses on aligning its investment strategies with the unique financial objectives of its clients. The firm has been recognized as a top investment advisory firm by Barron's and has also been featured in Forbes rankings, highlighting its growing reputation in the industry. IEQ Capital operates with a fiduciary duty, ensuring that clients' interests are prioritized in all investment decisions. Their technology-enabled platform enhances client experience, providing secure access to portfolios and facilitating seamless communication. This combination of expertise, personalized service, and innovative technology positions IEQ Capital as a noteworthy player in the wealth management space.


17. The Pacific Bridge Companies


The Pacific Bridge Companies, founded in 1992 and based in Monrovia, California, is a financial advisory firm that focuses on global financial navigation and cross-border financial planning. The firm offers a range of services including wealth management, investment strategies, and insurance solutions tailored to the needs of financial advisors, high net-worth individuals, and multinational corporations. With a commitment to understanding cultural nuances, TPBC provides customized financial solutions that address the unique challenges faced by clients operating across different legal and tax environments. The firm operates with a philosophy that emphasizes collaboration among financial professionals, ensuring that clients receive comprehensive support in managing their wealth. Their founder, Stephen Kagawa, is actively involved in promoting financial literacy and diversity within the industry, further enhancing the firm's reputation and reach. TPBC has not reported any funding, indicating a stable, self-sustaining business model.


18. Wedbush

  • Website: wedbush.com
  • Ownership type: Private
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 99%, Other 1%
  • Founded year: 1955
  • Headcount: 501-1000
  • LinkedIn: wedbush

Wedbush Securities Inc. is a financial services firm based in Los Angeles, California, with a history dating back to 1955. The company specializes in wealth management, investment banking, and capital markets, serving both individual and institutional clients. Wedbush provides a wide range of financial solutions, including financial planning, retirement planning, and various investment options such as stocks, bonds, and alternative investments. The firm prides itself on its client service and the use of advanced technology to enhance the investment experience. With a workforce of over 1,000 employees, Wedbush operates across multiple financial sectors, ensuring that clients receive tailored advice and support to meet their investment goals. Their commitment to innovation and operational excellence has solidified their reputation in the industry, making them a notable player in the wealth management field.


19. AdvicePeriod

  • Website: adviceperiod.com
  • Ownership type: Corporate
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: July 2021
  • Founded year: 2014
  • Headcount: 51-200
  • LinkedIn: adviceperiod

AdvicePeriod is a financial advisory firm based in Los Angeles, California, founded in 2014. The company specializes in wealth management and financial planning, offering a range of services that include investment management, estate planning, and CFO services tailored for wealthy families, individuals, and business owners. With a team of experienced advisors, AdvicePeriod aims to provide actionable advice that helps clients achieve their financial goals while ensuring transparency and accountability. The firm is known for its innovative approach, leveraging technology to enhance client experiences and streamline financial planning processes. They also have a strong focus on estate planning, with a team that includes former practicing estate attorneys, ensuring that clients receive comprehensive guidance in this area. AdvicePeriod's commitment to client satisfaction and their proactive service model make them a notable entity in the wealth management industry.


20. EPIQ Capital Group

  • Website: epiqcg.com
  • Ownership type: Corporate
  • Headquarters: San Francisco, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Latest funding: August 2024
  • Founded year: 2018
  • Headcount: 51-200
  • LinkedIn: epiqcg

EPIQ Capital Group, LLC, based in San Francisco, California, is a wealth management firm established in 2018. The company specializes in offering personalized financial services tailored to successful professionals and their families. EPIQ provides a range of services, including investment guidance, tax and estate planning, and family services. Their mission is to simplify complex financial lives and help clients secure strong legacies. EPIQ operates with a fiduciary standard, ensuring that they act in the best interests of their clients. The firm prides itself on its first-class network and access to exclusive investment opportunities, which enhances the financial strategies they develop for their clients. With a team of skilled professionals, EPIQ aims to deliver exceptional investment results while managing the strategic concerns of their clients at the highest level.


21. CoastEdge Partners

  • Website: coastedge.com
  • Ownership type: Private
  • Headquarters: San Diego, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2005
  • Headcount: 11-50
  • LinkedIn: coastedge-partners-llc

CoastEdge Partners, founded in 2005 and based in San Diego, California, is a private investment advisory firm that caters specifically to ultra high net worth individuals and families. The firm prides itself on providing customized investment management and wealth advisory services, focusing on capital preservation, growth, and income generation. CoastEdge offers clients access to institutional alternative investments, which are typically reserved for larger investors, thereby broadening the investment opportunities available to their clientele. The firm’s team consists of experienced professionals with backgrounds in investment research, fund accounting, and operations, all dedicated to adding value to their clients' portfolios. CoastEdge emphasizes a client-centric approach, ensuring that each investment strategy is tailored to the unique financial picture and long-term goals of their clients. Their commitment to transparency and regular communication further solidifies their role as a trusted partner in wealth management.


22. ICG Advisors, LLC

  • Website: icgadvisors.com
  • Ownership type: Private
  • Headquarters: Los Angeles, California, United States (USA)
  • Employee distribution: United States (USA) 100%
  • Founded year: 2009
  • Headcount: 11-50
  • LinkedIn: icg-advisors-llc

ICG Advisors, LLC is an independent investment management firm based in Los Angeles, California, founded in 2009. The firm focuses on providing customized investment solutions and consulting services primarily to high-net-worth individuals, families, and institutions. With a dedicated team of professionals boasting 15 to 35 years of experience in financial services, ICG Advisors emphasizes a high-touch, personalized approach to client engagement. They operate as an Outsourced Chief Investment Officer (OCIO), delivering tailored strategies that align with clients' financial goals. The firm manages approximately $7.5 billion in assets, allowing them to access a wide range of investment opportunities while ensuring nimble decision-making. Their commitment to fiduciary responsibility and a client-centric model positions them as a trusted partner in wealth management, helping clients navigate the complexities of investment management and wealth preservation.



Wealth Management Insights: Key Companies in California


CompanyHeadquarterSizeFoundedOwnership
American FundsLos Angeles, California, United States (USA)5001-100001931Private
AspiriantLos Angeles, California, United States (USA)201-5002008Family Owned
Signature Estate & Investment Advisors, LLCLos Angeles, California, United States (USA)51-2001997Private Equity
Capital GroupLos Angeles, California, United States (USA)5001-100001931Private
Edelman Financial EnginesSanta Clara, California, United States (USA)1001-50001987Private Equity
Wetherby Asset ManagementSan Francisco, California, United States (USA)51-2001990Corporate
Bordeaux Wealth AdvisorsMenlo Park, California, United States (USA)11-502017Private
Halbert HargroveLong Beach, California, United States (USA)11-501933Private
Cetera Financial GroupSan Diego, California, United States (USA)1001-50001981Private Equity
Osborne Partners Capital Management, LLCSan Francisco, California, United States (USA)11-501937Private
SigFigSan Francisco, California, United States (USA)51-2002006Private Equity
Abacus Wealth PartnersSanta Monica, California, United States (USA)51-2001988Private
Fairview Capital Investment Management, LLCKentfield, California, United States (USA)11-501995Private
Lido Advisors, LLCLos Angeles, California, United States (USA)201-5001999Private Equity
Adero PartnersWalnut Creek, California, United States (USA)51-2001999Private
IEQ CapitalSan Francisco Bay Area, California, United States (USA)201-5002019Private Equity
The Pacific Bridge CompaniesMonrovia, California, United States (USA)11-501992Private
WedbushLos Angeles, California, United States (USA)501-10001955Private
AdvicePeriodLos Angeles, California, United States (USA)51-2002014Corporate
EPIQ Capital GroupSan Francisco, California, United States (USA)51-2002018Corporate
CoastEdge PartnersSan Diego, California, United States (USA)11-502005Private
ICG Advisors, LLCLos Angeles, California, United States (USA)11-502009Private


Want to Find More Wealth Management Companies?

If you want to find more companies that provide investment management and financial planning you can do so with Inven. This list was built with Inven and there are hundreds of companies like these globally.

With Inven you'll also get to know the company's:

  • Detailed Ownership: Who owns the company? Is it a public or private company? What is the ownership structure?
  • Contact data: Who are the founders and CEO's? What are their emails and phone numbers?
  • Financials: How do these companies perform financially? What are their revenues and profit margins?

...and a lot more!