The asset management industry in North Carolina is robust, featuring firms that expertly manage portfolios across various asset classes. This sector encompasses investment management firms, financial advisory groups, and wealth management specialists, each offering tailored services like retirement planning and trust management. As economic conditions change, these companies are focusing more on sustainable investments and alternative assets, indicating a shift towards responsible financial practices. The industry's growth is propelled by technological innovation, allowing firms to enhance their analytics capabilities, engage clients better, and manage risks effectively while seeking competitive returns for their clients.

The companies on this list represent a wide range of expertise in asset management, from newly founded entities like Plancentric Financial Group in 2018 to longstanding firms like Capital Investment Companies established in 1984. With sizes varying from small teams of dedicated professionals to larger firms employing hundreds, these companies are located across major hubs like Charlotte, Raleigh, and Greensboro. They offer specialized services targeting individual investors, institutions, and organizations, with several emphasizing comprehensive financial planning and tailored investment solutions.

Continue reading to discover the top asset management companies in North Carolina.

Top 21 Asset Management Companies in North Carolina

1. Captrust

• Website: captrust.com
• Ownership type: Private Equity
• Headquarters: Raleigh, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Latest funding: September 2023
• Founded year: 1989
• Headcount: 1001-5000
• LinkedIn: captrust

Captrust, founded in 1989 and based in Raleigh, North Carolina, is a financial advisory firm that offers a wide range of services including wealth planning, investment management, and fiduciary services. With a workforce of over 1,600 employees, Captrust serves individual investors, retirement plan sponsors, and nonprofit organizations. The firm is dedicated to providing customized financial solutions that help clients navigate complex investment environments. Captrust has built a reputation for its commitment to fiduciary duty, ensuring that client interests are prioritized in all advisory services. Their client base includes a variety of sectors, such as healthcare, education, and community foundations, reflecting their adaptability and expertise in managing different types of assets. Captrust's focus on long-term relationships is evident in their impressive client retention rates, averaging 98% since 2007. This indicates a strong level of trust and satisfaction among their clients, further solidifying their position in the asset management industry.

2. Morgan Creek Capital Management, LLC

• Website: morgancreekcap.com
• Ownership type: Private
• Headquarters: Chapel Hill, North Carolina, United States (USA)
• Employee distribution: United States (USA) 84%, China 16%
• Founded year: 2004
• Headcount: 11-50
• LinkedIn: morgan-creek-capital-management

Morgan Creek Capital Management, LLC, founded in 2004 and based in Chapel Hill, North Carolina, is an investment management firm that specializes in providing customized investment solutions and advisory services. The firm caters to institutions and high-net-worth individuals, focusing on asset allocation, manager selection, and portfolio construction. With a strong emphasis on alternative investments, Morgan Creek aims to optimize clients' risk/return profiles while managing downside risks. The firm operates globally, with a significant presence in Asia, particularly in China, where they engage in private equity and venture capital investments. Their investment philosophy is rooted in the University Endowment Model, which emphasizes strategic asset allocation and active management. Morgan Creek's team comprises seasoned professionals with extensive backgrounds in endowment management and institutional investment, allowing them to offer informed insights and strategies to their clients. They also maintain a commitment to risk management, ensuring that their clients' investment goals are met within acceptable risk levels.

3. Investors Trust Company

• Website: invtrust.com
• Ownership type: Private
• Headquarters: Chapel Hill, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2004
• Headcount: 11-50
• LinkedIn: invtrust

Investors Trust Company, based in Chapel Hill, North Carolina, is a private financial services firm that has been operational since 2004. The company specializes in investment management, financial planning, and trust services, catering primarily to affluent individuals, families, business owners, and organizations. With a team of experienced professionals, Investors Trust focuses on building long-term relationships with clients, offering tailored strategies to manage and grow wealth. Their investment management services include both equity and fixed-income investments, while their financial planning encompasses a wide range of services, from retirement planning to estate and philanthropic strategies. The firm prides itself on its disciplined investment process and commitment to superior client service, ensuring that clients receive timely and personalized attention. Investors Trust operates with a fee-based model, which aligns their interests with those of their clients, further enhancing their credibility in the asset management sector.

4. Black Pearl Global Investments

• Website: blackpearlglobalinvestments.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 86%, Ghana 14%
• Founded year: 2019
• Headcount: 11-50
• LinkedIn: black-pearl-global-investments

Black Pearl Global Investments, based in Charlotte, North Carolina, is an investment management company that specializes in global investments and asset management. Founded in 2019, the firm aims to assist investors and businesses in navigating the complexities of the financial landscape. With a focus on providing expert financial advice and effective investment strategies, Black Pearl Global Investments serves a range of clients, helping them to optimize their investment portfolios. The company operates primarily in the United States, with a small percentage of its workforce based in Ghana, indicating a potential interest in international markets. Despite being a newer entity in the industry, Black Pearl Global Investments is committed to delivering tailored investment solutions to meet the needs of its clients.

5. Sterling Capital Management LLC

• Website: sterlingcapital.com
• Ownership type: Private Equity
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Latest funding: December 2020
• Founded year: 1970
• Headcount: 51-200
• LinkedIn: sterlingcapitalmanagement

Sterling Capital Management LLC, based in Charlotte, North Carolina, is an investment management firm that has been active since 1970. The company specializes in providing customized investment portfolios and advisory services tailored to the needs of affluent individuals and institutional investors. With a dedicated team of 67 investment professionals, Sterling Capital manages approximately $76 billion in assets under management and advisement as of June 30, 2024. Their services include comprehensive asset allocation analysis and a range of investment solutions designed to help clients effectively navigate financial markets. Sterling Capital is registered with the U.S. Securities and Exchange Commission and operates as an indirect, wholly-owned subsidiary of Guardian Capital Group Limited, which further strengthens its position in the investment management industry. The firm emphasizes a culture of risk management and offers various investment strategies, including mutual funds, exchange-traded funds, and separately managed accounts.

6. Horizon Investments

• Website: horizoninvestments.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 1995
• Headcount: 51-200
• LinkedIn: horizon-investments

Horizon Investments, founded in 1995 and based in Charlotte, North Carolina, is an investment management firm that focuses on goals-based financial strategies. With a team of approximately 130 employees, the firm provides a range of services designed to assist financial advisors and institutions in achieving their clients' financial objectives. Their offerings include various portfolios and mutual funds tailored to different life stages, such as Gain Stage, Protect Stage, and Spend Stage portfolios. Horizon Investments also emphasizes the integration of technology in their services, providing intuitive tools that enhance the efficiency of financial practices. The firm is dedicated to research and insights, regularly publishing analyses on market trends and investment strategies. This commitment to education and support for financial professionals positions Horizon Investments as a relevant player in the asset management industry.

7. Linden Thomas & Company

• Website: lindenthomas.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2005
• Headcount: 11-50
• LinkedIn: linden-thomas-co

Linden Thomas & Company, based in Charlotte, North Carolina, is a private wealth management firm that has been serving affluent clients since its inception in 2005. The firm specializes in private investment management and comprehensive financial planning, offering services such as portfolio management, retirement planning, and tailored investment strategies. With a team of professionals that includes Certified Financial Planners and Chartered Financial Analysts, Linden Thomas & Company focuses on building efficient portfolios that are customized to meet the unique needs of each client. The firm has received 32 national recognitions, highlighting its commitment to client success and effective investment management. Their approach is rooted in the principles of Efficient Portfolio Theory, which emphasizes the importance of earnings quality, ownership, and cost efficiency in achieving optimal investment results. Linden Thomas & Company serves over 900 clients across 35 states, demonstrating its active engagement in the asset management industry.

8. Novare Capital Management

• Website: novarecapital.com
• Ownership type: Private Equity
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Latest funding: January 2025
• Founded year: 1999
• Headcount: 11-50
• LinkedIn: novare-capital-management

Novare Capital Management, based in Charlotte, North Carolina, is an investment management firm that specializes in personalized financial and wealth management services. Established in 1999 by William G. Baynard, Jr. and Don E. Olmstead, the firm has grown to manage approximately $1.5 billion in assets. Novare serves a range of clients, including individuals, business owners, foundations, and trusts, providing tailored investment strategies and comprehensive financial planning. Their services include equity strategies, fixed-income management, retirement planning, and alternative investments. The firm prides itself on its ethical practices and transparency, ensuring that client interests are prioritized. With a dedicated team of professionals, Novare Capital aims to build meaningful relationships and guide clients through their financial journeys, adapting to their unique needs and goals.

9. WEDGE Capital Management L.L.P.

• Website: wedgecapital.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 82%, United Kingdom (UK) 18%
• Founded year: 1984
• Headcount: 11-50
• LinkedIn: wedge-capital-management-l-l-p-

WEDGE Capital Management L.L.P. is an investment advisory firm based in Charlotte, North Carolina, established in 1984. With over 40 years of experience, the firm specializes in value investing strategies, primarily catering to institutional clients. WEDGE manages around $7.9 billion in assets, offering a range of investment products that include traditional equity, quantitative equity, and fixed income strategies. The firm prides itself on a disciplined investment philosophy, emphasizing research-driven strategies that aim to deliver superior risk-adjusted performance. WEDGE's commitment to client service and accountability has positioned it as a trusted partner for organizations seeking effective asset management solutions. The firm operates with a team of 21 investment professionals, supported by a dedicated staff, all located at their headquarters in Charlotte. Their investment approach focuses on identifying pricing discrepancies and unrecognized value, ensuring a consistent application of their investment philosophy across various market conditions.

10. WestEnd Advisors

• Website: westendadvisors.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Latest funding: June 2015
• Founded year: 2004
• Headcount: 11-50
• LinkedIn: westend-advisors

WestEnd Advisors, based in Charlotte, North Carolina, is an investment management firm that specializes in active asset management and macroeconomic analysis. Established in 2004, the firm offers a range of investment strategies, including global equity, multi-asset solutions, and sector-specific allocations. WestEnd Advisors is known for its rigorous approach to research, analyzing over 200 global and domestic indicators to inform their investment decisions. They cater to both individual and institutional clients, managing equity securities with a focus on generating alpha through high-conviction strategies. As a registered investment advisor, WestEnd operates as an autonomous franchise under Victory Capital, which adds to its credibility in the industry. The firm has not reported any recent funding, indicating a stable operational model since its inception.

11. Blueprint Investment Partners

• Website: blueprintip.com
• Ownership type: Private
• Headquarters: Greensboro, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2013
• Headcount: 1-10
• LinkedIn: blueprint-investment-partners

Blueprint Investment Partners, founded in 2013 and based in Greensboro, North Carolina, is a private asset management firm dedicated to systematic investing strategies for financial advisors. With a small team of around 17 employees, the firm emphasizes transparency and repeatability in its investment processes. They offer a range of services, including tax-loss harvesting and business coaching, aimed at helping financial advisors improve their practices and better serve their clients. The firm has developed a systematic investing process that focuses on price data as the primary input for decision-making, allowing for disciplined investment strategies that can manage downside risk during market volatility. Blueprint Investment Partners has also gained recognition in the industry, with several of their strategies awarded top designations, showcasing their commitment to excellence in asset management.

12. FCA Partners

• Website: fcapartners.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2014
• Headcount: 11-50
• LinkedIn: fca-partners

FCA Partners is a private real estate investment management company based in Charlotte, North Carolina, founded in 2014. The firm specializes in commercial real estate, managing a substantial portfolio valued at $2.4 billion. Their investment strategy is centered on value creation for institutional clients, including pension funds, through tactical capital deployment and hands-on asset management. FCA Partners focuses on high-growth markets in the Southeast, with a diverse array of assets including retail, office, mixed-use, and multi-family properties. The firm actively seeks both value-add and ground-up development opportunities, demonstrating a commitment to strategic investing in quality locations. With a dedicated team of professionals, FCA Partners is well-equipped to navigate the complexities of the real estate market and deliver results for their investors.

13. Silverback Asset Management

• Website: silverbackasset.com
• Ownership type: Private
• Headquarters: Chapel Hill, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2002
• Headcount: 11-50
• LinkedIn: silverback-asset-management

Silverback Asset Management, LLC, founded in 2002 and based in Chapel Hill, North Carolina, is an investment management firm that specializes in hedge fund strategies. The firm offers tailored investment solutions, including the Silverback Opportunistic Credit Fund and the Silverback Convertible Fund, primarily targeting institutional investors such as pension funds, endowments, and family offices. With a team of experienced professionals averaging 21 years in the industry, Silverback focuses on optimizing returns while managing risks across various market conditions. Their investment philosophy emphasizes identifying inflection points and constructing portfolios that can adapt to changing economic environments. Silverback is registered with the SEC and operates exclusively with accredited investors, showcasing their commitment to maintaining high standards in investment management.

14. Capital Investment Companies

• Website: capital-invest.com
• Ownership type: Private
• Headquarters: Raleigh, North Carolina, United States (USA)
• Employee distribution: United States (USA) 96%, Togo 4%
• Founded year: 1984
• Headcount: 201-500
• LinkedIn: capital-investment-companies

Capital Investment Companies, based in Raleigh, North Carolina, has been a player in the financial services industry since its founding in 1984. The firm offers a broad spectrum of investment and advisory services tailored to both individuals and businesses. Their expertise lies in financial planning, retirement services, and investment management, helping clients navigate the complexities of their financial journeys. With a workforce of around 111 employees, they maintain a strong presence in the Southeast, positioning themselves as one of the largest independent financial services firms in the region. Their Ensemble Platform integrates various services, allowing a team of professionals to work collaboratively for the benefit of their clients. This approach underscores their commitment to providing high-quality service and support, ensuring that they meet the evolving needs of their clientele. Capital Investment Companies operates without external funding, relying on its established reputation and client relationships to drive growth.

15. Marsh McLennan Agency | Compass Financial Partners

• Website: compassfp.com
• Ownership type: Private
• Headquarters: Greensboro, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2002
• Headcount: 11-50
• LinkedIn: compass-financial-partners

Marsh McLennan Agency | Compass Financial Partners, founded in 2002 and based in Greensboro, North Carolina, is a financial consulting firm that focuses on retirement plan consulting and individual wealth management. With a team of 26 employees, they provide tailored financial strategies aimed at helping clients achieve financial security and prepare for retirement. Their clientele includes both businesses and individual consumers seeking expert guidance in managing their financial futures. The firm has garnered industry recognition, including awards from Pensions & Investments and the National Association of Plan Advisors, highlighting their commitment to best practices in retirement planning. They operate under the umbrella of Marsh & McLennan Companies, which adds to their credibility in the financial services industry. Their approach emphasizes personalized service, strategic planning, and a commitment to client success, making them a notable player in their specific niche of financial consulting.

16. Bragg Financial

• Website: braggfinancial.com
• Ownership type: Family Owned
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 1964
• Headcount: 11-50
• LinkedIn: bragg-financial-advisors

Bragg Financial Advisors, based in Charlotte, North Carolina, is a family-owned financial advisory firm that specializes in wealth management and investment services. Established in 1964, the firm has built a reputation for providing tailored financial planning and portfolio management solutions to high-net-worth individuals, families, and institutions. With a dedicated team of professionals, Bragg Financial emphasizes a personalized approach to help clients achieve their financial goals. As of the end of 2023, the firm manages approximately $3.4 billion in assets, showcasing its growth and the trust placed in it by clients. The firm also engages actively in community service, encouraging employees to volunteer and contribute to various nonprofit organizations, which underscores its commitment to social responsibility. Bragg Financial's focus on independent, fee-based advisory services positions it well within the asset management industry, catering to a clientele that values personalized financial strategies.

17. Nottingham

• Website: nottinghamco.com
• Ownership type: Private
• Headquarters: Rocky Mount, North Carolina, United States (USA)
• Employee distribution: United States (USA) 88%, United Kingdom (UK) 12%
• Founded year: 1989
• Headcount: 51-200
• LinkedIn: nottingham-investment-administration

Nottingham, founded in 1989 and based in Rocky Mount, North Carolina, is a financial services firm that specializes in fund administration and compliance solutions. With over three decades of experience, Nottingham serves investment advisors and fund sponsors by providing a range of essential services, including fund organization, accounting, and shareholder services. Their expertise allows clients to focus on their investment strategies while Nottingham manages the complexities associated with pooled investments. The company has built a reputation for its consultative approach, helping clients determine the best investment structures tailored to their needs. Nottingham's commitment to technology is evident in their proprietary platforms designed to enhance fund management efficiency. They also offer outsourced compliance services, ensuring that their clients adhere to regulatory requirements. With a workforce of around 153 employees, Nottingham operates primarily in the United States, with a small presence in the United Kingdom, further demonstrating their reach in the financial services industry.

18. Boys Arnold Wealth Management

• Website: boysarnold.com
• Ownership type: Private
• Headquarters: Asheville, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 1977
• Headcount: 11-50
• LinkedIn: boys-arnold-%26-company

Boys Arnold Wealth Management, operating under AMG National Trust, is a financial services firm based in Asheville, North Carolina. Established in 1977, the company specializes in wealth management, investment management, and banking services. They provide tailored financial solutions designed to meet the unique needs of individuals, families, businesses, and nonprofit organizations. Their service offerings include personal financial management, legacy planning, philanthropy, tax services, and trust administration. With a strong emphasis on client satisfaction, they boast a 95% satisfaction rate in their latest client survey. The firm manages approximately $8.1 billion in assets, reflecting their capability and trustworthiness in the industry. Boys Arnold Wealth Management also engages in community support, contributing to various nonprofit organizations and initiatives, which underscores their commitment to social responsibility.

19. Alliance Investments Management LLC

• Website: ainvestmentsm.com
• Ownership type: Private
• Headquarters: Raleigh, North Carolina, United States (USA)
• Employee distribution: United States (USA) 56%, Pakistan 39%, The Bahamas 5%
• Founded year: 2018
• Headcount: 11-50
• LinkedIn: alliance-investments-management-llc

Alliance Investments Management LLC, based in Raleigh, North Carolina, is an investment management firm that specializes in providing customized investment solutions for both individual and institutional investors. Founded in 2018, the firm aims to identify and manage investment opportunities across various sectors, particularly in e-commerce and healthcare. With a team of around 41 employees, they focus on ensuring the safety and optimization of client investments through detailed research, evaluation, and management processes. Their investment strategy includes thorough company and market analysis, aiming to maximize returns while minimizing risks. Alliance Investments Management also engages in deal sourcing and acquisition, actively managing their portfolio to enhance value for their clients. Despite their relatively recent establishment and absence of reported funding, they are committed to building long-term relationships with their clients and portfolio companies.

20. Piedmont Trust Company

• Website: piedmonttrust.com
• Ownership type: Private
• Headquarters: Greensboro, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 1928
• Headcount: 11-50
• LinkedIn: piedmont-trust-company

Piedmont Trust Company, based in Greensboro, North Carolina, is a private wealth management firm that has been serving clients since 1928. The company specializes in comprehensive financial services tailored to the needs of wealthy families and individuals. Their expertise spans investment management, estate planning, and philanthropy advisory, allowing them to assist clients in navigating the complexities of wealth management. Piedmont Trust prides itself on building long-term relationships with clients, focusing on their unique values and financial goals. The firm operates with a commitment to integrity and excellence, ensuring that clients receive personalized attention and expert guidance. With a team of experienced professionals, Piedmont Trust aims to empower clients to achieve their financial ambitions while preserving their legacies for future generations.

21. Plancentric Financial Group

• Website: plancentricfinancial.com
• Ownership type: Private
• Headquarters: Charlotte, North Carolina, United States (USA)
• Employee distribution: United States (USA) 100%
• Founded year: 2018
• Headcount: 11-50
• LinkedIn: plancentric-financial-group-northwestern-mutual

Plancentric Financial Group, based in Charlotte, North Carolina, is a financial planning and investment management firm founded in 2018. The firm specializes in offering comprehensive financial planning services and customized investment strategies tailored to the unique needs of successful business owners, executives, and professionals. With a team of highly credentialed advisors, Plancentric emphasizes core values such as trust, integrity, and accountability in their client relationships. They aim to help clients navigate financial planning challenges, including asset allocation and retirement distribution strategies. The firm has received recognition for its performance, with team members being acknowledged in various industry rankings, including Forbes' lists of top financial security professionals. Plancentric is affiliated with Northwestern Mutual, which provides a framework for their investment advisory services, although they are not a registered investment adviser themselves.

Asset Management Insights: Key Companies in North Carolina

Company	Headquarter	Size	Founded	Ownership
Captrust	Raleigh, North Carolina, United States (USA)	1001-5000	1989	Private Equity
Morgan Creek Capital Management, LLC	Chapel Hill, North Carolina, United States (USA)	11-50	2004	Private
Investors Trust Company	Chapel Hill, North Carolina, United States (USA)	11-50	2004	Private
Black Pearl Global Investments	Charlotte, North Carolina, United States (USA)	11-50	2019	Private
Sterling Capital Management LLC	Charlotte, North Carolina, United States (USA)	51-200	1970	Private Equity
Horizon Investments	Charlotte, North Carolina, United States (USA)	51-200	1995	Private
Linden Thomas & Company	Charlotte, North Carolina, United States (USA)	11-50	2005	Private
Novare Capital Management	Charlotte, North Carolina, United States (USA)	11-50	1999	Private Equity
WEDGE Capital Management L.L.P.	Charlotte, North Carolina, United States (USA)	11-50	1984	Private
WestEnd Advisors	Charlotte, North Carolina, United States (USA)	11-50	2004	Private
Blueprint Investment Partners	Greensboro, North Carolina, United States (USA)	1-10	2013	Private
FCA Partners	Charlotte, North Carolina, United States (USA)	11-50	2014	Private
Silverback Asset Management	Chapel Hill, North Carolina, United States (USA)	11-50	2002	Private
Capital Investment Companies	Raleigh, North Carolina, United States (USA)	201-500	1984	Private
Marsh McLennan Agency | Compass Financial Partners	Greensboro, North Carolina, United States (USA)	11-50	2002	Private
Bragg Financial	Charlotte, North Carolina, United States (USA)	11-50	1964	Family Owned
Nottingham	Rocky Mount, North Carolina, United States (USA)	51-200	1989	Private
Boys Arnold Wealth Management	Asheville, North Carolina, United States (USA)	11-50	1977	Private
Alliance Investments Management LLC	Raleigh, North Carolina, United States (USA)	11-50	2018	Private
Piedmont Trust Company	Greensboro, North Carolina, United States (USA)	11-50	1928	Private
Plancentric Financial Group	Charlotte, North Carolina, United States (USA)	11-50	2018	Private

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